Since 1999, Wayne has held multiple roles in the financial services industry. His professional experiences range from Director of Training for a national Broker Dealer to Relationship Manager and Pension/Benefits Consultant for an SEC Registered Investment Advisor (RIA). Wayne has also practiced as an Investment Adviser Representative (IAR) with a NYS RIA and as a licensed Life, Accident and Health insurance agent. In addition to advising his clients on investments and traditional insurance coverage, Wayne is currently certified for the NYS Partnership for Long Term Care program with Medicaid as well as certified for the NYS of Health Insurance Marketplace Exchange. He is an active member of the Hudson Valley Estate Planning Council. Wayne is currently a Financial Neutral with the Hudson Valley Collaborative Divorce and Dispute Association, (https://www.collabdivorce-ny.com) assisting those that wish to create as amicable a separation as possible.
Wayne is currently a NYS approved Insurance Continuing Education Instructor, and has previously taught preparatory courses for FINRA securities exams at Dutchess Community College. Wayne’s educational accomplishments include a Master’s Degree from Pace University, and he has sat for the series 7, 63 and 65 securities exams. He completed the rigorous educational requirements to become a Certified Financial Planner™ practitioner at Boston University and Marist College. Wayne currently serves on the board of Literacy Connections, and the Vassar Warner Home Foundation Board.
Wayne has been locally recognized for his dedication to his clients and community as a recipient of the 40 Under 40 Shaker Award. He resides in the town of LaGrangeville with his wife, two daughters and two dogs. He enjoys reading, exercising, spending time with his family and being an occasional beach bum. It is with great passion, objectivity and dedication that he helps businesses, families and individuals work towards their financial ambitions.